MR
Maria E. Regino
BRADESCO GLOBAL ADVISORS
Coral Gables, FL 33134
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CRD#: 7519017
MR
Professional summary
Maria Eduarda Regino is a registered financial advisor currently at BRADESCO GLOBAL ADVISORS located in Coral Gables, Florida and BRADESCO INVESTMENTS INC. located in Coral Gables, Florida.
Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Maria has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Bradesco Bank Investment Related: Yes Located at: 3011 Ponce de Leon Blvd, PH1 Coral Gables Florida 33134, Nature of the Business: Banking Industry; Position: Associate Relationship Officer ; since March 2022; approximate number of hours 120 Hours; the the number of hours I devoted to the other business during trading hours: 120 Hours - Name of the other business: Bradesco Global Advisor Related: Yes Located at: 3011 Ponce de Leon Blvd, PH1 Coral Gables Florida 33134, Nature of the Business: Investment Advisory; Position: Associate Relationship Officer ; since April 2024; approximate number of hours 20 Hours; the the number of hours I devoted to the other business during trading hours: 5 Hours
CRS (Client Relationship Summary) - RIA
Click below to view Maria Eduarda Regino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2024 - Present
BRADESCO GLOBAL ADVISORS
Office #1: 3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134RIA
CRD#: 134416
Coral Gables, FL
Current
May 16, 2023 - Present
BRADESCO INVESTMENTS INC.
Office #1: 3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134BD
CRD#: 19453
Coral Gables, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/16/2023)
IAR
Florida(6/27/2024)
RR
New Jersey(1/10/2025)
RR
New York(4/15/2024)
RR
North Dakota(4/29/2025)
RR
South Dakota(6/4/2025)
RR
Texas(2/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BG
BRADESCO GLOBAL ADVISORS
BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.
CRD#: 134416 / SEC#: 801-123555
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 523-6536
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,941 |
| AUM (Assets Under Management) | $ 172,709,474 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRADESCO GLOBAL ADVISORS
CRD#: 134416Coral Gables, FL 33134TRUST BUT VERIFY
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