Delano K. Rolle

BROWN CAPITAL MANAGEMENT

Little Rock, AR 72211

Some features on this profile are disabled

CRD#: 7518958

Professional summary

Delano Kemuel Rolle is a registered financial advisor currently at BROWN CAPITAL MANAGEMENT, LLC located in Little Rock, Arkansas.

Delano is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Delano has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delano Kemuel Rolle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2022 - Present

BROWN CAPITAL MANAGEMENT, LLC

Office #1: 10816 Executive Center Dr. Suite 103, Little Rock, AR 72211

RIA

CRD#: 174101

Little Rock, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN CAPITAL MANAGEMENT, LLC

CRD#: 174101 / SEC#: 801-130056

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Arkansas

Registered Investment Advisory firm - (4/30/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (12/15/2015 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2022

Uniform Investment Adviser Law Examination

Current Firm

BROWN CAPITAL MANAGEMENT, LLC

CRD#: 174101 / SEC#: 801-130056

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Arkansas

Registered Investment Advisory firm - (4/30/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (12/15/2015 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10816 Executive Center Dr. Suite 103, Little Rock, AR 72211

Mailing Address

Phone number

(501) 503-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2B - J BROWN (4/1/2025)

ADV 2A (4/1/2025)

ADV 2B - D ROLLE (4/1/2025)

ADV 2B - J GEORGE (4/1/2025)

ADV 2B - KHITT - BROWN CAPITAL MANAGEMENT (4/1/2025)

Regulatory assets under management

Total Number of Accounts	677
AUM (Assets Under Management)	$ 179,564,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Carlson

LPL FINANCIAL LLC

IAR

Little Rock, AR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Delano K. Rolle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Delano Kemuel Rolle's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

BROWN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2022

Current Firm

BROWN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROWN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors