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DS

David A. Schumm

TLG LENOX
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 7518855
DS

Professional summary


David Armando Schumm is a registered financial professional currently at TLG LENOX, LLC located in Atlanta, Georgia.

David is registered as a RR (Registered Representative) and started their career in finance in 2022. David has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Armando Schumm's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 7, 2022 - Present

TLG LENOX, LLC

Office #1: 3384 Peachtree Road Ne, Suite 300, Atlanta, GA 30326
BD
CRD#: 131120
Atlanta, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(8/16/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/16/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/7/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TL
TLG LENOX, LLC
TLG LENOX, LLC

CRD#: 131120 / SEC#: , 8-66424

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
3384 Peachtree Road Ne, Suite 300, Atlanta, GA 30326
Mailing Address
3384 Peachtree Road Ne, Suite 300, Atlanta, GA 30326
Phone number
(404) 419-1660
Established
Georgia since 11/26/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
LENOX CAPITAL PARTNERS, LLCOWNER/MEMBER
FITE, JAMES MELODY JR.PRESIDENT/CEO/CFO/FINOP/EXECUTIVE REPRESENTATIVE/CHIEF COMPLIANCE OFFICER4070999

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TLG LENOX, LLC

CRD#: 131120Atlanta, GA 30326

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