AR
Austin Rogers
WT WEALTH MANAGEMENT
Las Vegas, NV
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CRD#: 7518550
AR
Professional summary
Austin Rogers is a registered financial advisor currently at WT WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Austin has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Pinstripe Investments, LLC. The business is investment-related in so far as it is the business entity for which Mr. Rogers receives income and pays expenses related to his Investment Advisor Representative relationship with WT Wealth Management. Pinstripe is not a Registered Investment Advisor. Pinstripe is a Covered Person and supervised entity through Mr. Rogers' registration with WT Wealth Management. PO Box 33, Scottsdale, AZ 85252. Mr. Rogers is the Owner and Sole-Member. Pinstripe was formed in March 2023. Advisor spends ~15 hours per month on this activity, normally during securities trading hours. Advisor manages client investment accounts, personal finances, helps make portfolio changes, additional contributions for retirement, etc. as seen fit for clients through his relationship with WT Wealth Management.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2022 - Present
WT WEALTH MANAGEMENT, LLC
RIA
CRD#: 169566
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WT WEALTH MANAGEMENT, LLC
WT WEALTH MANAGEMENT, LLC
CRD#: 169566 / SEC#: 801-112701
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)Arizona
Registered Investment Advisory firm - (12/13/2018 Terminated)California
Registered Investment Advisory firm - (12/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (1/11/2019 Terminated)New York
Registered Investment Advisory firm - (12/13/2018 Terminated)Washington
Registered Investment Advisory firm - (12/20/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/4/2022)
IAR
California(11/21/2023)
IAR
Colorado(5/28/2025)
IAR
Idaho(11/21/2023)
IAR
Nevada(5/5/2022)
IAR
New York(11/21/2023)
IAR
Oregon(11/21/2023)
IAR
Texas(5/28/2025)
IAR
Utah(11/27/2023)
IAR
Washington(11/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WW
WT WEALTH MANAGEMENT, LLC
WT WEALTH MANAGEMENT, LLC
CRD#: 169566 / SEC#: 801-112701
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)Arizona
Registered Investment Advisory firm - (12/13/2018 Terminated)California
Registered Investment Advisory firm - (12/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (1/11/2019 Terminated)New York
Registered Investment Advisory firm - (12/13/2018 Terminated)Washington
Registered Investment Advisory firm - (12/20/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20865 North 90th Place Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(800) 825-0616
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,594 |
| AUM (Assets Under Management) | $ 385,243,993 |
Red Flags
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