AU
Andrew P. Ulrich
FOURTH DIMENSION WEALTH
MIDDLEBURG HEIGHTS, OH 44130
Some features on this profile are disabled
CRD#: 7518393
AU
Professional summary
Andrew Payne Ulrich, who also goes by Andrew Ulrich, is a registered financial advisor currently at FOURTH DIMENSION WEALTH, LLC located in Middleburg Heights, Ohio and LPL FINANCIAL LLC located in Middleburg Heights, Ohio.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Ulrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-03/2022 / Fourth Dimension Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / Middleburg Heights, OH 2-05/24/2022 - Fourth Dimension Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 5/20/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Fourth Dimension Wealth, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Payne Ulrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2025 - Present
FOURTH DIMENSION WEALTH, LLC
Office #1: 16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130RIA
CRD#: 306703
MIDDLEBURG HEIGHTS, OH
Current
May 30, 2022 - Present
LPL FINANCIAL LLC
Office #1: 16600 W Sprague Rd Ste 450, Middleburg Heights, OH 44130-6319RIA
BD
CRD#: 6413
Middleburg Heights, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FD
FOURTH DIMENSION WEALTH, LLC
CLEAR GOAL FINANCIAL, LLC | SEMPER FIDELIS FINANCIAL | LAKEPOINTE ADVISORS LLC | FOURTH DIMENSION WEALTH, LLC
CRD#: 306703 / SEC#: 801-127881
RIA
Registered Investment Advisory firm - (5/1/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(6/24/2022)
IAR
Ohio(2/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/30/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FOURTH DIMENSION WEALTH, LLC
CLEAR GOAL FINANCIAL, LLC | SEMPER FIDELIS FINANCIAL | LAKEPOINTE ADVISORS LLC | FOURTH DIMENSION WEALTH, LLC
CRD#: 306703 / SEC#: 801-127881
RIA
Registered Investment Advisory firm - (5/1/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130
Mailing Address
Phone number
(440) 664-4045
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,055 |
| AUM (Assets Under Management) | $ 283,639,266 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
