David P. Eck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Eck was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1972. David had worked at 12 firms and has passed the Series 63, SIE, Series 6, Series 22, Series 1, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - March 14, 2017
CCF INVESTMENTS, INC.
April 23, 1998 - December 31, 2005
THE LEADERS GROUP, INC.
January 23, 1986 - January 9, 1998
PFS INVESTMENTS INC.
May 14, 1985 - July 14, 1986
CAPITAL CONSULTANTS, INC.
November 29, 1984 - January 1, 1986
INVESTACORP, INC.
March 5, 1979 - January 31, 1980
TITAN/VALUE EQUITIES GROUP, INC.
July 10, 1975 - March 1, 1977
AMERICAN EXPRESS FINANCIAL CORPORATION
July 10, 1975 - March 1, 1977
AMERIPRISE FINANCIAL SERVICES, LLC
July 10, 1975 - March 1, 1977
IDS LIFE INSURANCE COMPANY
March 4, 1974 - August 25, 1974
DEAN WITTER & CO. INCORPORATED
January 29, 1973 - October 15, 1973
CISCO OF AMERICA, INC.
December 15, 1972 - February 15, 1973
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/11/1972
Registered Representative ExaminationCurrent Firm
CCF INVESTMENTS, INC.
CRD#: 136571 / SEC#: , 8-67027
Contact information
Documents
Red Flags
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