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RR

Rebecca B. Reich

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CRD#: 7517975
RR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rebecca Belle Reich was a registered financial professional .

Rebecca is a previously registered financial professional and started their career in finance in 2022. Rebecca had worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 20, 2022 - July 27, 2022

TIME EQUITIES SECURITIES LLC

BD
CRD#: 114422
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/12/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 5/20/2022
Direct Participation Programs Representative Examination
General Industry/Product Exam

Current Firm


TE
TIME EQUITIES SECURITIES LLC
TIME EQUITIES SECURITIES LLC

CRD#: 114422 / SEC#: , 8-53420

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
55 Fifth Avenue 15th Floor, New York, NY, 10003
Mailing Address
55 Fifth Avenue 15th Floor, New York, NY 10003
Phone number
(212) 206-6011
Established
New York since 08/16/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TIME EQUITIES, INC.SOLE MEMBER
FEINBERG, DAVIDCHIEF COMPLIANCE OFFICER7687399
GREENBURGER, FRANCIS JEROMEGENERAL SEC. PRINCIPAL4392729
JOHNSON, KRISTY KAYFINOP/CFO4470948
KANTOR, ROBERT ALLENPRESIDENT4313580

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TIME EQUITIES SECURITIES LLC

CRD#: 114422

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