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Etienne Vincent Dussault

PETERS & CO. EQUITIES
CALGARY, AB,
·CRD# 7517919·3 years experience

Professional Summary

Etienne Vincent Dussault is a registered financial advisor currently at PETERS & CO. EQUITIES INC.. Etienne is registered as a RR (Registered Representative) and started their career in finance in 2023. Etienne has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

PETERS & CO. EQUITIES INC.·CRD# 38165
BD
1. 2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H72. 2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7
April 14, 2023 - Present

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Current Firm

P&
PETERS & CO. EQUITIES INC.

PETERS & CO. EQUITIES INC.

CRD#: 38165 / SEC#: 8-48219
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7

Mailing Address

2300 Jamieson Place 308 Fourth Avenue Sw, Calgary, Ab, T2P 0H7

Phone Number

(403) 261-4850

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (33 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PETERS & CO. LIMITEDPARENT COMPANY—
DRISCOLL, ANN MARLENECHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER5930722
HARRIS, DEVON BRENDONPRINCIPAL OPERATIONS OFFICER6540266
MARCOTTE, BRADLEY WILLIAMMANAGING DIRECTOR, INSTITUTIONAL SALES6579235
MARTIN, JEFFREY JOHN MR.EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR4795286
OLIVER, STEPHENCHIEF COMPLIANCE OFFICER8061893
PLEWES, CAMERON EVANPRESIDENT5853073
POTTER, CHRISTOPHER STEPHEN MR.CHAIRMAN AND CHIEF EXECUTIVE OFFICER4730261
REARDON, TYLER JAMESMANAGING DIRECTOR, RESEARCH5620339
SCOTT, ROBIN STUARTMANAGING DIRECTOR, TRADING4058331

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(8/29/2025)
RR
California
(4/21/2023)
RR
Connecticut
(4/21/2023)
RR
Florida
(4/21/2023)
RR
Georgia
(4/21/2023)
RR
Illinois
(4/21/2023)
RR
Maryland
(4/21/2023)
RR
Massachusetts
(4/21/2023)
RR
New York
(4/21/2023)
RR
Texas
(4/21/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Etienne Vincent Dussault's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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