John M. Girault Iii

FEFA FINANCIAL

Saint Louis, MO 63088

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CRD#: 7517347

Professional summary

John Marshall Girault Iii, who also goes by Marshall Girault, is a registered financial advisor currently at FEFA FINANCIAL located in Saint Louis, Missouri.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marshall Girault

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marshall Girault Iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2023 - Present

FEFA FINANCIAL

Office #1: 530 Vance Road, Saint Louis, MO 63088

RIA

CRD#: 324833

Saint Louis, MO

Past

March 14, 2022 - February 19, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

St Louis, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEFA FINANCIAL

FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL

CRD#: 324833 / SEC#: 801-127960

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/1/2023)

IAR

Texas
(5/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2022

Uniform Investment Adviser Law Examination

Current Firm

FEFA FINANCIAL

FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL

CRD#: 324833 / SEC#: 801-127960

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

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Contact information

Main Address

530 Vance Road, Saint Louis, MO 63088

Mailing Address

Phone number

(314) 530-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - VCI WEALTH MANAGEMENT LLC (2/21/2025)

WRAP FEE BROCHURE- VCI WEALTH MANAGEMENT LLC (2/21/2025)

Regulatory assets under management

Total Number of Accounts	3,203
AUM (Assets Under Management)	$ 294,753,665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Girault Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Marshall Girault Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEFA FINANCIAL

AE WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

FEFA FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2022

Current Firm

FEFA FINANCIAL

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FEFA FINANCIAL

TRUST BUT VERIFY

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