JR
Joshua S. Russ
DEW WEALTH MANAGEMENT
Pink Hill, NC
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CRD#: 7517280
JR
Professional summary
Joshua Seth Russ is a registered financial advisor currently at DEW WEALTH MANAGEMENT located in Pink Hill, North Carolina.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joshua has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Russ Financial Coaching -> Not investment-related Address: 4375 Duplin County Rd, Pink Hill, NC 28572 Financial Coaching Owner Start Date: 03/2019 Current hours/month: 160-200 During trading hours: Up to 8 Duties: I help people make the necessary behavioral changes to be more in control of their finances. I help people with budgeting, debt elimination, savings, and spousal communication. Other activity -> Life insurance, not investment related Address: 4375 Duplin County Rd, Pink Hill, NC 28572 Life insurance sales Agent Start Date: 1/2020 15/hrs month During trading hours: Up to 8 Duties: Helping people evaluate their life insurance needs, running quotes, and helping people apply for life insurance coverage.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Seth Russ's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2025 - Present
DEW WEALTH MANAGEMENT
RIA
CRD#: 114148
Pink Hill, NC
Past
July 20, 2022 - January 15, 2025
FINANCIAL SERENITY, LLC
RIA
CRD#: 321853
Pink Hill, NC
Past
April 28, 2022 - June 30, 2022
GWN SECURITIES INC.
RIA
CRD#: 128929
JACKSONVILLE, NC
Past
March 21, 2022 - June 30, 2022
GWN SECURITIES INC.
BD
CRD#: 128929
JACKSONVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DEW WEALTH MANAGEMENT
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
CRD#: 114148 / SEC#: 801-108014
RIA
Registered Investment Advisory firm - (6/24/2016 Approved)Arizona
Registered Investment Advisory firm - (6/27/2016 Terminated)California
Registered Investment Advisory firm - (7/27/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/18/2025)
IAR
Texas(2/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
DW
DEW WEALTH MANAGEMENT
DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC
CRD#: 114148 / SEC#: 801-108014
RIA
Registered Investment Advisory firm - (6/24/2016 Approved)Arizona
Registered Investment Advisory firm - (6/27/2016 Terminated)California
Registered Investment Advisory firm - (7/27/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260
Mailing Address
Phone number
(480) 614-9119
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 664 |
| AUM (Assets Under Management) | $ 361,883,561 |
Red Flags
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