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TH

Timothy J. Hart

ATB CAPITAL MARKETS USA
Calgary, T2P 1g1
Some features on this profile are disabled
CRD#: 7517152
TH

Professional summary

Timothy John Hart is a registered financial professional currently at ATB CAPITAL MARKETS USA INC. .

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2022. Timothy has worked at 1 firm and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy John Hart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2022 - Present

ATB CAPITAL MARKETS USA INC.

Office #1: 585 8th Avenue Sw Suite #410, Calgary, T2P 1g1
RIA
BD
CRD#: 155053
Calgary,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 3/25/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/4/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ATB CAPITAL MARKETS USA INC.
ALTACORP CAPITAL (USA) INC. | ATB CAPITAL MARKETS USA INC.

CRD#: 155053 / SEC#: 801-128511, 8-68692

RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
#410 585 8th Avenue Sw, Calgary, Alberta, T2P 1G1
Mailing Address
#410 585 8th Avenue Sw, Calgary, T2P 1G1
Phone number
(403) 593-8600
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
31

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Part 2 Brochures

RESEARCH SERVICES (6/11/2025)

Direct owners and executive officers

NamePositionCRD#
ATB SECURITIES, INC.SHAREHOLDER
EDWARDS, LISA MARIECHIEF COMPLIANCE OFFICER5592656
EURICH, DARREN LEEEXECUTIVE REPRESENTATIVE, CEO, MEMBER OF BOARD OF DIRECTORS7323470
PECK, NANCY LYNNFINOP/CFO5174759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATB CAPITAL MARKETS USA INC.

CRD#: 155053Calgary, T2P 1g1

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