Julia N. Northcott
Professional summary
Julia Nicole Northcott, who also goes by Nicki Northcott, Julia Nicole Wolfert, Nicki Wolfert, is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Mercer Island, Washington.
Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Julia has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Julia Nicole Northcott's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2022 - Present
THE CAPROCK GROUP, LLC
Office #1: 7525 Southeast 24th Street Suite 640, Mercer Island, WA 98040Primary Firm SEC Registration
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2022)
Current Firm
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 10,149,325,042 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/28/2025 | ||
| 10/26/2023 |
Red Flags
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