RL
Raoni K. Lima Silva
BANCO DO BRASIL SECURITIES LLC
MIAMI, FL
Some features on this profile are disabled
CRD#: 7516088
RL
Professional summary
Raoni Kanato Lima Silva, who also goes by Raonikanato Limasilva, is a registered financial advisor currently at BANCO DO BRASIL SECURITIES LLC located in Miami, Florida.
Raoni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Raoni has worked at 1 firm and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raonikanato Limasilva
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: FLASH CLASS - SERVICOS DE CABELEIREIROS LTDA, ; Not investment related Nature of the business: Barbershop / Beauty Center Business Address: R Adelina Gasparian 10, Sao Paulo, SP 05327050 Brazil the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 Duties: Partner Name: RK & RUBENICH CONSULTING LLC ; Not investment related Nature of the business: Business Consulting - The company will offer a range of services to help start, grow, and improve business. Whether they need a business plan, a business incorporation, a strategic development, a market research and analysis, a process optimization, or a financial analysis. Business Address: 800 Claughton Island Drive, Apt 1804, Miami, FL 33131 the approximate number of hours/month you devote to the other business; 6-10 the number of hours you devote to the other business during securities trading hours; 0 Duties: MGR
CRS (Client Relationship Summary) - RIA
Click below to view Raoni Kanato Lima Silva's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raoni Kanato Lima Silva's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2023 - Present
BANCO DO BRASIL SECURITIES LLC
Office #2: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #3: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #4: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131RIA
BD
CRD#: 132701
MIAMI, FL
Current
May 14, 2022 - Present
BANCO DO BRASIL SECURITIES LLC
Office #1: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #2: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #3: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131RIA
BD
CRD#: 132701
MIAMI, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2023)
RR
California(9/5/2023)
RR
Colorado(9/5/2023)
RR
Delaware(9/5/2023)
RR
District of Columbia(9/5/2023)
RR
Florida(2/17/2023)
IAR
Florida(2/28/2023)
RR
Georgia(7/8/2025)
RR
Indiana(9/5/2023)
RR
Maryland(9/5/2023)
RR
Massachusetts(12/9/2024)
RR
Minnesota(8/25/2023)
RR
New York(5/14/2022)
RR
Texas(2/17/2023)
RR
Virginia(9/5/2023)
RR
Washington(9/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BD
BANCO DO BRASIL SECURITIES LLC
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701 / SEC#: , 8-66625
Florida
Registered Investment Advisory firm - SEC (9/6/2022 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Mailing Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Phone number
(407) 608-1780
Established
New York since 07/12/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| FRUET JUNIOR, JOAO FRANCISCO | MEMBER OF THE BOARD OF DIRECTORS | 6759546 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF BUSINESS OFFICER / BOM | 5083219 |
| PORTNOFF, DAVID ROSS | FINOP/CFO | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
