Daniel Galvin
SHIKIAR ASSET MANAGEMENT | Associate Wealth Advisor
New York, NY 10019
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CRD#: 7516077
Professional summary
Daniel Galvin is a registered financial advisor currently at SHIKIAR ASSET MANAGEMENT INC located in New York, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Daniel has worked at 2 firms and has passed the Series 65 exam.
Biography
Daniel works with a senior wealth advisor to provide individuals and families with customized wealth plans. He is part of the wealth team that helps clients implement effective strategies for balance sheet management. The team also provides clients with guidance during the tax, estate and insurance planning process.
Prior to joining Mariner Wealth Advisors, he worked on audit engagements at Wiss & Company, LLP.
Daniel holds a bachelor’s degree in accounting from Muhlenberg College.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Galvin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2025 - Present
SHIKIAR ASSET MANAGEMENT INC
Office #1: 1350 Avenue Of The Americas Ste. 1608, New York, NY 10019RIA
CRD#: 107533
New York, NY
Past
March 1, 2023 - March 31, 2025
MARINER WEALTH
RIA
CRD#: 140195
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SHIKIAR ASSET MANAGEMENT INC
SHIKIAR ASSET MANAGEMENT INC
CRD#: 107533 / SEC#: 801-44062
RIA
Registered Investment Advisory firm - (6/3/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/6/2025)
IAR
New York(6/6/2025)
Current Firm
SA
SHIKIAR ASSET MANAGEMENT INC
SHIKIAR ASSET MANAGEMENT INC
CRD#: 107533 / SEC#: 801-44062
RIA
Registered Investment Advisory firm - (6/3/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1350 Avenue Of The Americas Ste. 1608, New York, NY 10019
Mailing Address
Phone number
(212) 888-6565
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 243 |
| AUM (Assets Under Management) | $ 532,000,000 |
Red Flags
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Company Information
SHIKIAR ASSET MANAGEMENT INC
Associate Wealth AdvisorCRD#: 107533New York, NY 10019TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
