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Xu Xu
APTUS FINANCIAL
Lithia, FL
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CRD#: 7515468
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Professional summary
Xu Xu is a registered financial advisor currently at APTUS FINANCIAL, LLC located in Lithia, Florida.
Xu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Xu has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Xu Xu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2022 - Present
APTUS FINANCIAL, LLC
RIA
CRD#: 280033
Lithia, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
APTUS FINANCIAL, LLC
APTUS FINANCIAL LLC | SC FINANCIAL CARE LLC | SC FINANCIAL | SARAH CATHERINE GUTIERREZ | EFFICIENT FINANCIAL, LLC | EFFICIENT FINANCIAL INVESTMENT ADVISING SERVICES | APTUS FINANCIAL, LLC
CRD#: 280033 / SEC#: 801-120751
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Arkansas
Registered Investment Advisory firm - (5/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/28/2023)
IAR
Texas(1/3/2025)
Exams
Current Firm
AF
APTUS FINANCIAL, LLC
APTUS FINANCIAL LLC | SC FINANCIAL CARE LLC | SC FINANCIAL | SARAH CATHERINE GUTIERREZ | EFFICIENT FINANCIAL, LLC | EFFICIENT FINANCIAL INVESTMENT ADVISING SERVICES | APTUS FINANCIAL, LLC
CRD#: 280033 / SEC#: 801-120751
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Arkansas
Registered Investment Advisory firm - (5/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Little Rock, AR
Mailing Address
Po Box 251510, Little Rock, AR 72225
Phone number
(501) 907-1993
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (32 States and Territories)
Documents
Red Flags
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