Max R. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max Ramsay Robertson was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 2022. Max had worked at 2 firms and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2024 - March 25, 2025
OLD MISSION CAPITAL, LLC
May 6, 2022 - July 6, 2023
FLOW TRADERS U.S. LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 6/1/2022
Securities Trader ExamSeries 7TO
Date: 5/6/2022
General Securities Representative ExaminationCurrent Firm
OLD MISSION CAPITAL, LLC
CRD#: 146991 / SEC#: , 8-67867
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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