MH
Mirmehdi Hussain
HORNOR, TOWNSEND & KENT
Addison, TX 75001
Some features on this profile are disabled
CRD#: 7515137
MH
Professional summary
Mirmehdi Hussain is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Addison, Texas.
Mirmehdi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Mirmehdi has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 15851 N DALLAS PARKWAY, SUITE 100, ADDISON, TX 75001 | START DATE: 04/04/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) IT CONSULTING | INVESTMENT RELATED: NO | DBA NAME: YAM.AI | POSITION HELD: OWNER | ADDRESS: 11134 MOSAIC DR, FRISCO, TX 75035 | START DATE: 04/04/2024 | NATURE OF ACTIVITY: IT CONSULTING | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: PROVIDE IT CONSULTING AS DATA ARCHITECT FOR DATA ANALYTICS-RELATED PROJECTS TO VARIOUS CLIENTS. COMPUTER PROGRAMMING. 3) DBA - NOVEL WEALTH STRATEGIES | POSITION: Agent NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/07/2024 | ADDRESS: 15851 Dallas Pkwy, Ste 100, Addison TX 75001 | DESCRIPTION: Sales of insurance products and annuities, investments and planning 4) TAX PREPARATION FOR INTUIT, PROTAXSERVE | POSITION: Agent NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 02/28/2025 | ADDRESS: 11134 Mosaic Dr, Frisco TX 75035 | DESCRIPTION: Consult clients to get tax related information and help them prepare returns using tax software or prepare tax returns for them
CRS (Client Relationship Summary) - RIA
Click below to view Mirmehdi Hussain's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mirmehdi Hussain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 15851 N Dallas Parkway Suite 100, Addison, TX 75001RIA
BD
CRD#: 4031
Addison, TX
Current
April 24, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 15851 N Dallas Parkway Suite 100, Addison, TX 75001RIA
BD
CRD#: 4031
Addison, TX
Past
June 6, 2023 - February 5, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Dallas, TX
Past
January 26, 2023 - February 5, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/13/2025)
RR
Texas(4/24/2024)
IAR
Texas(4/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
