Laura E. Herrington

SOUND FINANCIAL STRATEGIES GROUP

Madison, MS 39110

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CRD#: 7515062

Professional summary

Laura Ellen Herrington, who also goes by Laura Ellen Herrington Jarrett, is a registered financial advisor currently at SOUND FINANCIAL STRATEGIES GROUP, LLC located in Madison, Mississippi.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Laura has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Ellen Herrington Jarrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ellen Herrington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2022 - Present

SOUND FINANCIAL STRATEGIES GROUP, LLC

Office #1: 116 One Madison Plaza Suite1100, Madison, MS 39110

RIA

CRD#: 286261

Madison, MS

Past

May 26, 2022 - July 15, 2022

NEW PERSPECTIVES, INC.

RIA

CRD#: 113925

RIDGELAND, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUND FINANCIAL STRATEGIES GROUP, LLC

SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC

CRD#: 286261 / SEC#: 801-108894

RIA

Registered Investment Advisory firm - (1/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(8/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2022

Uniform Investment Adviser Law Examination

Current Firm

SOUND FINANCIAL STRATEGIES GROUP, LLC

SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC

CRD#: 286261 / SEC#: 801-108894

RIA

Registered Investment Advisory firm - (1/11/2017 Approved)

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Contact information

Main Address

116 One Madison Plaza Suite1100, Madison, MS 39110

Mailing Address

Phone number

(601) 856-3825

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUND FINANCIAL STRATEGIES GROUP ADV 2A MARCH 2025 (3/31/2025)

SOUND FINANCIAL STRATEGIES GROUP WRAP PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,280
AUM (Assets Under Management)	$ 183,723,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura E. Herrington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ellen Herrington's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND FINANCIAL STRATEGIES GROUP, LLC

NEW PERSPECTIVES, INC.

Primary Firm SEC Registration

SOUND FINANCIAL STRATEGIES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2022

Current Firm

SOUND FINANCIAL STRATEGIES GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUND FINANCIAL STRATEGIES GROUP, LLC

TRUST BUT VERIFY

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