Thomas M. Mcguire

HATTERAS INVESTMENT PARTNERS, LP

Raleigh, NC 27615

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CRD#: 7515056

Professional summary

Thomas Michael Mcguire, who also goes by Tom Michael Mcguire, Tommy Michael Mcguire, is a registered financial advisor currently at HATTERAS INVESTMENT PARTNERS, LP located in Raleigh, North Carolina and HATTERAS CAPITAL DISTRIBUTORS, LLC located in Raleigh, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Michael Mcguire | Tommy Michael Mcguire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Mcguire's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2022 - Present

HATTERAS INVESTMENT PARTNERS, LP

Office #1: 8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615

RIA

CRD#: 170628

Raleigh, NC

Current

July 15, 2022 - Present

HATTERAS CAPITAL DISTRIBUTORS, LLC

Office #1: 8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615

CRD#: 143365

Raleigh, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HATTERAS INVESTMENT PARTNERS, LP

CRD#: 170628 / SEC#: 801-79326

RIA

Registered Investment Advisory firm - (3/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/11/2023)

California
(1/11/2023)

Colorado
(1/11/2023)

Idaho
(1/11/2023)

Montana
(1/11/2023)

Nevada
(1/11/2023)

New Mexico
(1/11/2023)

IAR

North Carolina
(11/11/2022)

North Carolina
(11/16/2022)

Oregon
(1/11/2023)

Utah
(1/11/2023)

Washington
(1/11/2023)

Wyoming
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/22/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HATTERAS INVESTMENT PARTNERS, LP

CRD#: 170628 / SEC#: 801-79326

RIA

Registered Investment Advisory firm - (3/14/2014 Approved)

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Contact information

Main Address

8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615

Mailing Address

Phone number

(919) 846-2324

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

HATTERAS 2025 ADV FORM 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 187,768,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Mcguire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Mcguire's CRS (Customer Relationship Summary).

Certified licenses

Experience

HATTERAS INVESTMENT PARTNERS, LP

HATTERAS CAPITAL DISTRIBUTORS, LLC

Primary Firm SEC Registration

HATTERAS INVESTMENT PARTNERS, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2022

Series 7TO

Date: 7/14/2022

SIE

Date: 3/22/2022

FINRA

Current Firm

HATTERAS INVESTMENT PARTNERS, LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HATTERAS INVESTMENT PARTNERS, LP

TRUST BUT VERIFY

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