ES
Erick A. Sonne
PRIVATE CAPITAL MANAGEMENT
Naples, FL 34108-7512
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CRD#: 7514975
ES
Professional summary
Erick Axel Emmanuel Sonne, who also goes by Erick Sonne, is a registered financial advisor currently at PRIVATE CAPITAL MANAGEMENT located in Naples, Florida.
Erick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Erick has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erick Sonne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Erick Axel Emmanuel Sonne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2022 - Present
PRIVATE CAPITAL MANAGEMENT
Office #1: 8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512RIA
CRD#: 169172
Naples, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CAPITAL MANAGEMENT
HARMONIC HEDGED PARTNERS | THE ENTREPRENEURIAL VALUE FUND, L.P. | THE COLLIER FUND, LTD. | PRIVATE CAPITAL WEALTH | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | PCM | HARMONIC INVESTORS LLC OPPORTUNITY PARTNERS FUND | HARMONIC INVESTORS LLC NAVIGATOR FUND | HARMONIC INVESTORS LLC HEDGED PARTNERS FUND | HARMONIC INVESTORS LLC FUND I | HARMONIC INVESTORS LLC EXPLORER FUND | HARMONIC INVESTORS LLC EQUITY INCOME PLUS | HARMONIC INVESTORS LLC
CRD#: 169172 / SEC#: 801-78615
RIA
Registered Investment Advisory firm - (9/30/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/18/2022)
Exams
Current Firm
PC
PRIVATE CAPITAL MANAGEMENT
HARMONIC HEDGED PARTNERS | THE ENTREPRENEURIAL VALUE FUND, L.P. | THE COLLIER FUND, LTD. | PRIVATE CAPITAL WEALTH | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | PCM | HARMONIC INVESTORS LLC OPPORTUNITY PARTNERS FUND | HARMONIC INVESTORS LLC NAVIGATOR FUND | HARMONIC INVESTORS LLC HEDGED PARTNERS FUND | HARMONIC INVESTORS LLC FUND I | HARMONIC INVESTORS LLC EXPLORER FUND | HARMONIC INVESTORS LLC EQUITY INCOME PLUS | HARMONIC INVESTORS LLC
CRD#: 169172 / SEC#: 801-78615
RIA
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Contact information
Main Address
8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512
Mailing Address
Phone number
(239) 254-2500
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 420 |
| AUM (Assets Under Management) | $ 1,346,803,883 |
Red Flags
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