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Isaac A. Mendoza

DAVIS DISTRIBUTORS
TUCSON, AZ 85706
Some features on this profile are disabled
CRD#: 7514093
IM

Professional summary

Isaac Ali Mendoza, who also goes by Isaac Ali Mendoza, is a registered financial professional currently at DAVIS DISTRIBUTORS, LLC located in Tucson, Arizona.

Isaac is registered as a RR (Registered Representative) and started their career in finance in 2022. Isaac has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Isaac Ali Mendoza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Isaac Ali Mendoza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2025 - Present

DAVIS DISTRIBUTORS, LLC

Office #1: 3600 E. Hemisphere Loop, Tucson, AZ 85706
BD
CRD#: 7975
TUCSON, AZ
Past

June 27, 2024 - October 14, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
TUCSON, AZ
Past

October 25, 2022 - July 26, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
Westlake, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/8/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/25/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/20/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

DD
DAVIS DISTRIBUTORS, LLC
DAVIS DISTRIBUTORS, LLC | VENTURE ADVISERS, L.P. | VENTURE ADVISERS, INC. | SELECTED/VENTURE ADVISERS, L.P. | DAVIS SELECTED ADVISERS, L.P.

CRD#: 7975 / SEC#: , 8-39258

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
3600 E. Hemisphere Loop, Tucson, AZ 85706
Mailing Address
2949 East Elvira Road Suite 101, Tucson, AZ 85756
Phone number
(520) 434-3793
Established
Delaware since 05/12/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAVIS SELECTED ADVISERS, L.P.SHAREHOLDER
COHEN, LISA JCHIEF LEGAL OFFICER AND SECRETARY6539159
DAVIS SELECTED ADVISERS- NY, INC.SHAREHOLDER
EICH, KENNETH CHARLESCHIEF OPERATIONS OFFICER & PRESIDENT1945051
MCLOUGHRY, MICHAELACHIEF COMPLIANCE OFFICER5005041
TYC, GARY PAULCHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY1113505
WIESE, RUSSELL OTISCHIEF MARKETING OFFICER2590996

Disclosures

Regulatory Event2
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAVIS DISTRIBUTORS, LLC

CRD#: 7975Tucson, AZ 85706

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