William B. Sewell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Berlin Sewell was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2022. William had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2022 - September 10, 2024
PREFERRED CAPITAL SECURITIES, LLC
April 27, 2022 - August 8, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 4/27/2022
General Securities Representative ExaminationCurrent Firm
PREFERRED CAPITAL SECURITIES, LLC
CRD#: 169719 / SEC#: , 8-69382
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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