MY
Meng Yuan
AMERICAN FUNDSTARS
IRVINE, CA 92614
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CRD#: 7513437
MY
Professional summary
Meng Yuan is a registered financial advisor currently at AMERICAN FUNDSTARS located in Irvine, California.
Meng is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Meng has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of the other business: Intelliscope Wealth Management Corp; investment-related; address: 79 Fernway, Irvine, CA 92620; nature of the other business: insurance broker; position and title: CEO in Irvine Branch; start date: April 2020; approximate number of hours/month devoted to the other business: 100 hours/month; number of hours devoted to the other business during securities trading hours: 100 hours/month; duties: sell insurance products. 2. Name of the other business: TransGlobal Holding Company; investment-related; address: 500 Technology Dr. #300, Irvine, CA 92620; nature of the other business: insurance broker; position and title: Insurance Agent; start date: September 2019; approximate number of hours/month devoted to the other business: 100 hours/month; number of hours devoted to the other business during securities trading hours: 100 hours/month; duties: sell insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Meng Yuan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2022 - Present
AMERICAN FUNDSTARS
Office #1: 1 Park Plaza Suite 210, Irvine, CA 92614RIA
BD
CRD#: 315860
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMERICAN FUNDSTARS
AMERICAN FUNDSTARS | MY SECURITIES | AMERICAN FUNDSTARS INSURANCE AGENCY | AMERICAN FUNDSTARS FINANCIAL GROUP LLC
CRD#: 315860 / SEC#: 801-126339, 8-70982
RIA
Registered Investment Advisory firm - SEC (8/5/2022 Approved)California
Registered Investment Advisory firm - SEC (11/25/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/24/2022)
Exams
Current Firm
AF
AMERICAN FUNDSTARS
AMERICAN FUNDSTARS | MY SECURITIES | AMERICAN FUNDSTARS INSURANCE AGENCY | AMERICAN FUNDSTARS FINANCIAL GROUP LLC
CRD#: 315860 / SEC#: 801-126339, 8-70982
RIA
Registered Investment Advisory firm - SEC (8/5/2022 Approved)California
Registered Investment Advisory firm - SEC (11/25/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1 Park Plaza Suite 210, Irvine, CA 92614
Mailing Address
1 Park Plaza Suite 210, Irvine, CA 92614
Phone number
(949) 877-8838
Established
Delaware since 06/17/2021
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
21
SEC notice filing (1 States and Territories)
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 365 |
| AUM (Assets Under Management) | $ 276,608,065 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
