SL
Steven D. Long
KESTRA ADVISORY SERVICES
SPRING, TX 77389
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CRD#: 7513261
SL
Professional summary
Steven Don Long is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Spring, Texas and KESTRA INVESTMENT SERVICES, LLC located in Spring, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Steven has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 32 START DATE: 08/29/2022 DDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Investment Advising Client Acquisition Business Name: STEVEN LONG POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 09/04/2023 ADDRESS: 13750 San Pedro, Suite 650, San Antonio TX 78232, United States DESCRIPTION: Insurance Policies under Group 1 Texas License Business Name: BENCHMARK WEALTH MANAGEMENT LLC POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2022 ADDRESS: 3061 Split Rail Ln, Seguin TX 78155, United States DESCRIPTION: Selling Life and Health for Group 1 TX License Business Name: COASTLANDS LLC POSITION: Owner NATURE: LLC for tax purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 3061 Split Rail Ln, Seguin TX 78155, United States DESCRIPTION: Selling Life and Health for Group 1 TX License Buiness Name: STEVEN LONG POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 09/04/2023 ADDRESS: 3061 Split Rail Ln, Seguin TX 78155, United States DESCRIPTION: Insurance Policies under Group 1 Texas License
CRS (Client Relationship Summary) - RIA
Click below to view Steven Don Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 25007 Bow Wood Court, Spring, TX 77389Office #2: 3061 Split Rail Ln, Seguin, TX 78155RIA
CRD#: 283330
SPRING, TX
Current
September 9, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
SPRING, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/9/2022)
RR
Nevada(12/5/2024)
RR
Oklahoma(1/19/2024)
RR
Texas(9/23/2022)
IAR
Texas(9/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Spring, TX 77389TRUST BUT VERIFY
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