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Kelvin King

CRD# 7512962·Registered 2022 - 2024
Previously Registered: Being a previously registered professional could mean that Kelvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kelvin King, who also goes by Kelvin T King, Kelvin Troy King, was a registered financial advisor. Kelvin was a previously registered financial professional and started their career in finance 2022 - 2024. Kelvin had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kelvin T King, Kelvin Troy King

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

SAXIOM CAPITAL LLC·CRD# 317995
RIA
Austin, TX
November 3, 2022 - January 9, 2024

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Current Firm

SC
SAXIOM CAPITAL LLC

SAXIOM CAPITAL LLC | SAXIOM LLC

CRD#: 317995

Contact Information

Main Address

Austin, TX

Phone Number

(512) 333-2779

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kelvin King is currently the Senior Vice President of Professional Services at Gaine Technology LLC which is a software company which has no affiliation with Saxiom Capital. Kelvin King is the founder of Culture Lift Inc, a non-profit corporation that promotes community development through technology education - it has no affiliation with Saxiom Capital.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2021About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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