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Samantha Chavarria

MARSHALL INVESTMENT MANAGEMENT
LAS CRUCES, NM 88011
CRD#: 7512795
Some features on this profile are disabled
SC
Samantha ChavarriaMARSHALL INVESTMENT MANAGEMENT

Professional summary

Samantha Chavarria, who also goes by Sam Chavarria, Samantha A Chavarria, Samantha Alexis Chavarria, Samantha Alexus Chavarria, Samantha Chavarria Decker, Sam Decker, Samantha A Decker, Samantha Alexis Decker, Samantha Alexus Decker, Samantha Decker, is a registered financial advisor currently at MARSHALL INVESTMENT MANAGEMENT, LLC located in Las Cruces, New Mexico and LPL FINANCIAL LLC located in Las Cruces, New Mexico.

Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Samantha has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sam Chavarria | Samantha A Chavarria | Samantha Alexis Chavarria | Samantha Alexus Chavarria | Samantha Chavarria Decker | Sam Decker | Samantha A Decker | Samantha Alexis Decker | Samantha Alexus Decker | Samantha Decker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Chavarria's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2024 - Present

MARSHALL INVESTMENT MANAGEMENT, LLC

Office #1: 1155 Commerce Drive Suite B, Las Cruces, NM 88011
RIA
CRD#: 174817
LAS CRUCES, NM
Current

October 2, 2023 - Present

LPL FINANCIAL LLC

Office #1: 1155-b Commerce Court, Las Cruces, NM 88011
RIA
BD
CRD#: 6413
Las Cruces, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT

CRD#: 174817 / SEC#: 801-117304

RIA
Registered Investment Advisory firm - (9/6/2019 Approved)
Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)
District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)
Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)
Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)
New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)
Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)
Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)
Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Mexico
(7/8/2024)
IAR
New Mexico
(8/12/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/8/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/2/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT

CRD#: 174817 / SEC#: 801-117304

RIA
Registered Investment Advisory firm - (9/6/2019 Approved)
Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)
District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)
Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)
Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)
New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)
Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)
Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)
Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)
Loading...

Contact information

Main Address
5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111
Mailing Address
Phone number
(303) 991-6415
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/17/2026)
WRAP BROCHUURE (2/17/2026)

Regulatory assets under management

Total Number of Accounts1,073
AUM (Assets Under Management)$ 297,993,524

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARSHALL INVESTMENT MANAGEMENT, LLC

CRD#: 174817Las Cruces, NM 88011

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