SC
Samantha Chavarria
MARSHALL INVESTMENT MANAGEMENT
LAS CRUCES, NM 88011
Some features on this profile are disabled
CRD#: 7512795
SC
Professional summary
Samantha Chavarria, who also goes by Sam Chavarria, Samantha A Chavarria, Samantha Alexis Chavarria, Samantha Alexus Chavarria, Samantha Chavarria Decker, Sam Decker, Samantha A Decker, Samantha Alexis Decker, Samantha Alexus Decker, Samantha Decker, is a registered financial advisor currently at MARSHALL INVESTMENT MANAGEMENT, LLC located in Las Cruces, New Mexico and LPL FINANCIAL LLC located in Las Cruces, New Mexico.
Samantha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Samantha has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam Chavarria | Samantha A Chavarria | Samantha Alexis Chavarria | Samantha Alexus Chavarria | Samantha Chavarria Decker | Sam Decker | Samantha A Decker | Samantha Alexis Decker | Samantha Alexus Decker | Samantha Decker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/12/2023 - Cavill and Company / DBA for LPL Business (entity for LPL business) / Investment Related /At Reported Business Location(s) - Start Date 04/24/2023 - 160 hours per month/ 5 hours during trading 2) 06/24/2025 - Marshall Investment Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/03/2025 - 80 hours per month/ 5 hours during trading - I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 01/2025 I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Samantha Chavarria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
MARSHALL INVESTMENT MANAGEMENT, LLC
Office #1: 1155 Commerce Drive Suite B, Las Cruces, NM 88011RIA
CRD#: 174817
LAS CRUCES, NM
Current
October 2, 2023 - Present
LPL FINANCIAL LLC
Office #1: 1155-b Commerce Court, Las Cruces, NM 88011RIA
BD
CRD#: 6413
Las Cruces, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(7/8/2024)
IAR
New Mexico(8/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111
Mailing Address
Phone number
(303) 991-6415
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,024 |
| AUM (Assets Under Management) | $ 264,092,743 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
