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JC

Juan P. Cortes-uribe

TUDOR ADVISORS
Bogota D.C.,
Some features on this profile are disabled
CRD#: 7512792
JC

Professional summary

Juan Pablo Cortes-uribe, who also goes by Juan Pablo Cortes, is a registered financial advisor currently at TUDOR ADVISORS LLC and TUDOR SECURITIES, LLC located in Miami, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Juan has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Juan Pablo Cortes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Pablo Cortes-uribe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2022 - Present

TUDOR ADVISORS LLC

RIA
CRD#: 297885
Bogota D.C.,
Current

January 30, 2023 - Present

TUDOR SECURITIES, LLC

Office #1: 601 Brickell Key Drive, Suite 700, Miami, FL 33131
BD
CRD#: 287782
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(12/12/2022)
RR
Florida
(1/31/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/8/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/30/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/17/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TUDOR ADVISORS LLC
TUDOR ADVISORS LLC

CRD#: 297885 / SEC#:

Florida
Registered Investment Advisory firm - (9/17/2018 Approved)
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Contact information

Main Address
601 Brickell Key Drive Suite 700, Miami, FL 33131
Mailing Address
Phone number
(786) 257-2764
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts88
AUM (Assets Under Management)$ 40,210,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUDOR ADVISORS LLC

CRD#: 297885Bogota D.c.

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