Juan P. Cortes-uribe

TUDOR ADVISORS LLC

Bogota D.C.,

Some features on this profile are disabled

CRD#: 7512792

Professional summary

Juan Pablo Cortes-uribe, who also goes by Juan Pablo Cortes, is a registered financial advisor currently at TUDOR ADVISORS LLC and TUDOR SECURITIES, LLC located in Miami, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Juan has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan Pablo Cortes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WIT Soccer LLC; not investment related; Somers, NY; soccer fundamentals classes for ages 2-12; Partner; monthly meetings with Partners; start date: 3/24/2024; approx. 6 hrs/month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Pablo Cortes-uribe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2022 - Present

TUDOR ADVISORS LLC

RIA

CRD#: 297885

Bogota D.C.,

Current

January 30, 2023 - Present

TUDOR SECURITIES, LLC

Office #1: 601 Brickell Key Drive, Suite 700, Miami, FL 33131

CRD#: 287782

Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(12/12/2022)

Florida
(1/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/30/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/17/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

TUDOR ADVISORS LLC

CRD#: 297885 / SEC#:

Florida

Registered Investment Advisory firm - (9/17/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 Brickell Key Drive Suite 700, Miami, FL 33131

Mailing Address

Phone number

(786) 257-2764

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 40,210,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Juan P. Cortes-uribe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Pablo Cortes-uribe's CRS (Customer Relationship Summary).

Certified licenses

Experience

TUDOR ADVISORS LLC

TUDOR SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2022

Series 7TO

Date: 1/30/2023

SIE

Date: 2/17/2022

FINRA

Current Firm

TUDOR ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TUDOR ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors