RB
Ryan T. Bannister
1UP FINANCIAL ADVISORS LLC
Raleigh, NC
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CRD#: 7512751
RB
Professional summary
Ryan Timothy Bannister is a registered financial advisor currently at 1UP FINANCIAL ADVISORS LLC located in Raleigh, North Carolina.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ryan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ryan Bannister is a Member of Oak City Investment Group, LLC, a real estate investment company. This activity accounts for approximately 5% of his time during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Timothy Bannister's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2022 - Present
1UP FINANCIAL ADVISORS LLC
RIA
CRD#: 319193
Raleigh, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(4/7/2022)
IAR
Texas(5/3/2024)
Current Firm
1F
1UP FINANCIAL ADVISORS LLC
1UP FINANCIAL ADVISORS LLC
CRD#: 319193 / SEC#:
North Carolina
Registered Investment Advisory firm - (4/7/2022 Approved)Texas
Registered Investment Advisory firm - (5/3/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Raleigh, NC
Mailing Address
Phone number
(919) 218-2315
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 1,396,541 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
