Franklin L. Wagner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Levi Fedele Wagner, who also goes by Franklin Wagner, Franklin L Wagner, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 2023. Franklin had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2023 - April 14, 2024
MARKS WEALTH MANAGEMENT
Primary Firm SEC Registration
MARKS WEALTH MANAGEMENT
CRD#: 310534 / SEC#: 801-119442
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
MARKS WEALTH MANAGEMENT
CRD#: 310534 / SEC#: 801-119442
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 974 |
| AUM (Assets Under Management) | $ 382,988,422 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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