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Richard W. Stoeckel

BOYUM WEALTH ARCHITECTS LLC
BLOOMINGTON, MN 55425
Some features on this profile are disabled
CRD#: 7511966
RS

Professional summary

Richard Warren Stoeckel III, who also goes by Rich Warren Stoeckel III, Richard Warren Stoeckel, Richard Stoeckel, Richie Stoeckel, is a registered financial advisor currently at BOYUM WEALTH ARCHITECTS LLC located in Bloomington, Minnesota.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Richard has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rich Warren Stoeckel Iii | Richard Warren Stoeckel | Richard Stoeckel | Richie Stoeckel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Warren Stoeckel III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2026 - Present

BOYUM WEALTH ARCHITECTS LLC

Office #1: 3050 Metro Drive Suite 200, Bloomington, MN 55425
RIA
CRD#: 161261
BLOOMINGTON, MN
Past

September 11, 2024 - December 12, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

May 5, 2022 - February 29, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BOYUM WEALTH ARCHITECTS LLC
BOYUM WEALTH ARCHITECTS LLC | SPANNING GENERATIONS | HERITAGE WEALTH ARCHITECTS, LLC | HERITAGE WEALTH ARCHITECTS, INC. | GAMMA PLANS

CRD#: 161261 / SEC#: 801-112783

RIA
Registered Investment Advisory firm - (4/6/2018 Approved)
Minnesota
Registered Investment Advisory firm - (4/11/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(1/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/24/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/5/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/29/2022
Securities Industry Essentials Examination

Current Firm

BW
BOYUM WEALTH ARCHITECTS LLC
BOYUM WEALTH ARCHITECTS LLC | SPANNING GENERATIONS | HERITAGE WEALTH ARCHITECTS, LLC | HERITAGE WEALTH ARCHITECTS, INC. | GAMMA PLANS

CRD#: 161261 / SEC#: 801-112783

RIA
Registered Investment Advisory firm - (4/6/2018 Approved)
Minnesota
Registered Investment Advisory firm - (4/11/2018 Terminated)
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Contact information

Main Address
3050 Metro Drive Suite 200, Bloomington, MN 55425
Mailing Address
Phone number
(651) 289-6444
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE AND ADV PART 2B BROCHURE SUPPLEMENT (6/11/2025)

Regulatory assets under management

Total Number of Accounts829
AUM (Assets Under Management)$ 316,247,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOYUM WEALTH ARCHITECTS LLC

CRD#: 161261Bloomington, MN 55425

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