SC
Sebastian Caicedo
57 WEST CAPITAL ADVISORS
Austin, TX 78759
Some features on this profile are disabled
CRD#: 7511890
SC
Professional summary
Sebastian Caicedo is a registered financial advisor currently at 57 WEST CAPITAL ADVISORS, INC. located in Austin, Texas.
Sebastian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sebastian has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business; Caicedo Posada Asociados Business is investment-related; No Address of the other business; Carrera 3 Oeste # 5-124 Cali, Colombia Nature of the other business; Agriculture Position; Partner Title, or relationship with the other business; Partner, Family Business Start date of your relationship; 2009 Approximate number of hours/month you devote to the other business; 8hours/ month Number of hours you devote to the other business during securities trading hours; 0 Duties relating to the other business; Board of directors, management decisions
CRS (Client Relationship Summary) - RIA
Click below to view Sebastian Caicedo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2022 - Present
57 WEST CAPITAL ADVISORS, INC.
Office #1: 11615 Angus Road Suite 104-k, Austin, TX 78759RIA
CRD#: 115378
Austin, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/9/2022)
Current Firm
5W
57 WEST CAPITAL ADVISORS, INC.
57 WEST CAPITAL ADVISORS, INC. | FREEDOM PORTFOLIO SERVICES (DBA) | FREEDOM BUSINESS CORPORATION | FREEDOM ASSET MANAGEMENT CORPORATION OF AMERICA | FREEDOM ASSET MANAGEMENT CORPORATION OF AMERCIA
CRD#: 115378 / SEC#:
Louisiana
Registered Investment Advisory firm - (5/5/2023 Approved)Texas
Registered Investment Advisory firm - (4/20/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11615 Angus Road Suite 104-k, Austin, TX 78759
Mailing Address
Phone number
(833) 457-5757
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 39,783,386 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
