RJ
Riddhi Jain
HAPPYRICH CAPITAL
Mumbai,
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CRD#: 7510813
RJ
Professional summary
Riddhi Jain is a registered financial advisor currently at HAPPYRICH CAPITAL .
Riddhi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Riddhi has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MFA Capital Private Ltd., Investment Related, India, Mutual Fund Distributor, Senior VP- Planning, 12/2011 to Present, Approximately 125 Hours Per Month (30 Hours Per week), 9 Hours Per month (2 Hours per week) During Trading Hours, Responsibilities include: Research & Present Goal-Based Investment Plans, Implement Risk management and Tax planning strategies, Ensure timely plan & portfolio reviews of client portfolios, Manage Key client relationships, Guide and mentor Financial Planning Team members.
CRS (Client Relationship Summary) - RIA
Click below to view Riddhi Jain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2022 - Present
HAPPYRICH CAPITAL
RIA
CRD#: 305410
Mumbai,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(6/14/2022)
IAR
Texas(11/28/2022)
Exams
Current Firm
HC
HAPPYRICH CAPITAL
HAPPYRICH CAPITAL | MFA WEALTH INC. | LIVEHAPPYRICH
CRD#: 305410 / SEC#:
New Jersey
Registered Investment Advisory firm - (2/12/2020 Approved)Texas
Registered Investment Advisory firm - (3/18/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Monroe Township, NJ
Mailing Address
Phone number
(214) 669-2244
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 45,382,497 |
Red Flags
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