Emebet T. Estifanos

KANE INVESTMENT MANAGEMENT

Los Gatos, CA 95032

Some features on this profile are disabled

CRD#: 7509682

Professional summary

Emebet Tekle Estifanos is a registered financial advisor currently at KANE INVESTMENT MANAGEMENT, INC. located in Los Gatos, California.

Emebet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Emebet has worked at 3 firms and has passed the Series 65, Series 57TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emebet Tekle Estifanos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2025 - Present

KANE INVESTMENT MANAGEMENT, INC.

Office #1: 15466 Los Gatos Blvd. Suite 213, Los Gatos, CA 95032

RIA

CRD#: 127337

Los Gatos, CA

Past

September 29, 2023 - July 24, 2024

THE BLAKELEY GROUP INC

RIA

CRD#: 150066

SANTA CLARA, CA

Past

July 7, 2022 - September 16, 2022

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KANE INVESTMENT MANAGEMENT, INC.

CRD#: 127337 / SEC#: 801-121604

RIA

Registered Investment Advisory firm - (6/29/2021 Approved)

California

Registered Investment Advisory firm - (8/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 7/7/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 6/10/2022

Securities Industry Essentials Examination

Current Firm

KANE INVESTMENT MANAGEMENT, INC.

CRD#: 127337 / SEC#: 801-121604

RIA

Registered Investment Advisory firm - (6/29/2021 Approved)

California

Registered Investment Advisory firm - (8/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/20/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15466 Los Gatos Blvd. Suite 213, Los Gatos, CA 95032

Mailing Address

Phone number

(408) 358-5263

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	459
AUM (Assets Under Management)	$ 220,633,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Emebet T. Estifanos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emebet Tekle Estifanos's CRS (Customer Relationship Summary).

Certified licenses

Experience

KANE INVESTMENT MANAGEMENT, INC.

THE BLAKELEY GROUP INC

T3 TRADING GROUP, LLC

Primary Firm SEC Registration

KANE INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2022

Series 57TO

Date: 7/7/2022

SIE

Date: 6/10/2022

Current Firm

KANE INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KANE INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors