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YW

Yu Ling Wang

COOPERATIVE SECURITIES
Dulles, VA 20166
Some features on this profile are disabled
CRD#: 7509411
YW

Professional summary


Yu Ling Wang, who also goes by Yuling Wang, is a registered financial professional currently at COOPERATIVE SECURITIES located in Dulles, Virginia.

Yu Ling is registered as a RR (Registered Representative) and started their career in finance in 2022. Yu Ling has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Yuling Wang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Yu Ling Wang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 13, 2022 - Present

COOPERATIVE SECURITIES

Office #1: 20701 Cooperative Way, Dulles, VA 20166
BD
CRD#: 317969
Dulles, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/22/2023)
RR
California
(1/25/2023)
RR
Colorado
(2/9/2023)
RR
Connecticut
(3/9/2023)
RR
District of Columbia
(10/31/2023)
RR
Florida
(3/16/2023)
RR
Illinois
(1/2/2024)
RR
Indiana
(2/2/2023)
RR
Iowa
(1/12/2023)
RR
Massachusetts
(3/9/2023)
RR
Minnesota
(3/15/2023)
RR
Mississippi
(1/17/2023)
RR
Nebraska
(3/31/2023)
RR
New Jersey
(2/14/2023)
RR
New York
(1/17/2023)
RR
North Carolina
(1/26/2023)
RR
Ohio
(4/5/2023)
RR
Oregon
(4/5/2023)
RR
Tennessee
(2/8/2023)
RR
Utah
(1/12/2023)
RR
Virginia
(10/31/2022)
RR
Wisconsin
(3/16/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 3/10/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/26/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
COOPERATIVE SECURITIES
COOPERATIVE SECURITIES | COOPERATIVE SECURITIES LLC

CRD#: 317969 / SEC#: , 8-70890

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
20701 Cooperative Way, Dulles, VA 20166
Mailing Address
20701 Cooperative Way, Dulles, VA 20166
Phone number
(800) 424-2954
Established
Delaware since 11/01/2021
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
NATIONAL COOPERATIVE SERVICES CORPORATIONSHAREHOLDER
SCHLEIFER, JUSTIN HAYESCHIEF COMPLIANCE OFFICER / FINOP5977433
WANG, YU LINGCEO

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COOPERATIVE SECURITIES

CRD#: 317969Dulles, VA 20166

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