Yu Ling Wang
Professional Summary
Yu Ling Wang, who also goes by Yuling Wang, is a registered financial advisor currently at COOPERATIVE SECURITIES located in Dulles, Virginia. Yu Ling is registered as a RR (Registered Representative) and started their career in finance in 2022. Yu Ling has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Yuling Wang
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
Current
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Current Firm
COOPERATIVE SECURITIES | COOPERATIVE SECURITIES LLC
Contact Information
Main Address
20701 Cooperative Way, Dulles, VA 20166Mailing Address
20701 Cooperative Way, Dulles, VA 20166Phone Number
(800) 424-2954Established
Delaware since 11/01/2021Firm Type
Limited Liability CompanyFiscal Year End
MayFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL COOPERATIVE SERVICES CORPORATION | SHAREHOLDER | — |
| SCHLEIFER, JUSTIN HAYES | CHIEF COMPLIANCE OFFICER / FINOP | 5977433 |
| WANG, YU LING | CEO | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/22/2023)
(1/25/2023)
(2/9/2023)
(3/9/2023)
(10/31/2023)
(3/16/2023)
(1/2/2024)
(2/2/2023)
(1/12/2023)
(3/9/2023)
(3/15/2023)
(1/17/2023)
(3/31/2023)
(2/14/2023)
(1/17/2023)
(1/26/2023)
(4/5/2023)
(4/5/2023)
(2/8/2023)
(1/12/2023)
(10/31/2022)
(3/16/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Apr 2022About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Yu Ling Wang's CRS (Customer Relationship Summary).
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