Yu Ling Wang
Professional summary
Yu Ling Wang, who also goes by Yuling Wang, is a registered financial professional currently at COOPERATIVE SECURITIES located in Dulles, Virginia.
Yu Ling is registered as a RR (Registered Representative) and started their career in finance in 2022. Yu Ling has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yu Ling Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2022 - Present
COOPERATIVE SECURITIES
Office #1: 20701 Cooperative Way, Dulles, VA 20166State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2023)
(1/25/2023)
(2/9/2023)
(3/9/2023)
(10/31/2023)
(3/16/2023)
(1/2/2024)
(2/2/2023)
(1/12/2023)
(3/9/2023)
(3/15/2023)
(1/17/2023)
(3/31/2023)
(2/14/2023)
(1/17/2023)
(1/26/2023)
(4/5/2023)
(4/5/2023)
(2/8/2023)
(1/12/2023)
(10/31/2022)
(3/16/2023)
Exams
Series 79TO
Date: 4/26/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COOPERATIVE SECURITIES
CRD#: 317969 / SEC#: , 8-70890
Contact information
FINRA licenses (22 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL COOPERATIVE SERVICES CORPORATION | SHAREHOLDER | |
| SCHLEIFER, JUSTIN HAYES | CHIEF COMPLIANCE OFFICER / FINOP | 5977433 |
| WANG, YU LING | CEO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COOPERATIVE SECURITIES
CRD#: 317969Dulles, VA 20166TRUST BUT VERIFY
Monitor Yu Ling Wang
Get automatic monthly alerts on: