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Nicholas N. Shaw

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
BAR HARBOR, ME 04609-1806
Some features on this profile are disabled
CRD#: 7508921
NS

Professional summary

Nicholas Norman Shaw is a registered financial advisor currently at COSTON, MCISAAC & SHEA FINANCIAL ADVISORS located in Bar Harbor, Maine.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicholas has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Norman Shaw's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2022 - Present

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

Office #1: 38 Rodick Street-suite B, Bar Harbor, ME 04609-1806
RIA
CRD#: 194515
BAR HARBOR, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.

CRD#: 194515 / SEC#: 801-96330

RIA
Registered Investment Advisory firm - (5/26/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(6/2/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/13/2022
Uniform Investment Adviser Law Examination

Current Firm

CM
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.

CRD#: 194515 / SEC#: 801-96330

RIA
Registered Investment Advisory firm - (5/26/2015 Approved)
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Contact information

Main Address
38 Rodick Street-suite B, Bar Harbor, ME 04609-1806
Mailing Address
Phone number
(207) 288-4747
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

JUNE 18, 2025 BROCHURE (6/23/2025)

Regulatory assets under management

Total Number of Accounts1,513
AUM (Assets Under Management)$ 405,676,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

CRD#: 194515Bar Harbor, ME 04609-1806

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