Connor H. Duplessis

SECOND LINE CAPITAL

METAIRIE, LA 70002

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CRD#: 7508255

Professional summary

Connor Hunt Duplessis is a registered financial advisor currently at SECOND LINE CAPITAL, LLC located in Metairie, Louisiana.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Connor has worked at 2 firms and has passed the Series 66 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Antioch Community Church of Greater New Orleans; Not Investment Related; 2323 S. Galvez St., New Orleans, LA 70125; Church; Administrative Pastor; Administrative Pastor; 10/15/2018; 40 hrs; 0; Serve as Office Manager and overseeing Sunday Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Hunt Duplessis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2023 - Present

SECOND LINE CAPITAL, LLC

Office #1: 2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002

RIA

CRD#: 324386

METAIRIE, LA

Past

March 21, 2022 - May 18, 2023

ADVISOR RESOURCE COUNCIL

RIA

CRD#: 164109

Metairie, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECOND LINE CAPITAL, LLC

CRD#: 324386 / SEC#: 801-127790

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/31/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/9/2021

Securities Industry Essentials Examination

Current Firm

SECOND LINE CAPITAL, LLC

CRD#: 324386 / SEC#: 801-127790

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

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Contact information

Main Address

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002

Mailing Address

Phone number

(504) 321-0923

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR SECOND LINE CAPITAL, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,502
AUM (Assets Under Management)	$ 723,038,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor H. Duplessis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Hunt Duplessis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECOND LINE CAPITAL, LLC

ADVISOR RESOURCE COUNCIL

Primary Firm SEC Registration

SECOND LINE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/31/2021

SIE

Date: 12/9/2021

Current Firm

SECOND LINE CAPITAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECOND LINE CAPITAL, LLC

TRUST BUT VERIFY

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