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Sarah Lauber
LOTTSA FINANCIAL SERVICES
MINNEAPOLIS, MN 55454
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CRD#: 7507811
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Professional summary
Sarah Lauber, CFP® is a registered financial advisor currently at LOTTSA FINANCIAL SERVICES, INC. located in Minneapolis, Minnesota.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sarah has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently employed by Lottsa Tax and Accounting Services, Inc. The business is not investment-related. The address is 400 - 19th Avenue South, Minneapolis, MN 55454. I am involved with preparing tax returns and related activities. My position is tax preparer. Scott Beers is majority shareholder in Lottsa Tax & Accounting Services as well as Lottsa Financial Services. I began work at Lottsa Tax & Accounting Services as a seasonal staff person from January through April 2013. I returned to work there as a permanent employee beginning in January 2015 and have been employed by Lottsa Tax & Accounting Services since. I devote an average of 80 hours/month to this business. I devote an average 1.5 hours per day to this business during securities trading hours. My duties include preparing, reviewing, and signing tax returns, running payroll, supervising and hiring other staff members, serving as tech support, performing tax projections, and occasionally filing Sales Tax reports and doing Quickbooks/bookkeeping work.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Lauber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 24, 2022 - Present
LOTTSA FINANCIAL SERVICES, INC.
Office #1: 400 19th Ave. So., Minneapolis, MN 55454RIA
CRD#: 118995
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(2/24/2022)
IAR
Texas(2/16/2024)
Exams
Current Firm
LF
LOTTSA FINANCIAL SERVICES, INC.
LOTTSA FINANCIAL SERVICES, INC.
CRD#: 118995 / SEC#:
Minnesota
Registered Investment Advisory firm - (4/6/2001 Approved)Texas
Registered Investment Advisory firm - (11/6/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 19th Ave. So., Minneapolis, MN 55454
Mailing Address
Phone number
(612) 338-7487
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 470 |
| AUM (Assets Under Management) | $ 74,322,455 |
Red Flags
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