James P. Mchale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Mchale III was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2022. James had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2025 - August 19, 2026
OPTIONALITY SECURITIES
August 4, 2022 - May 12, 2023
OTR GLOBAL TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/14/2025
General Securities Representative ExaminationCurrent Firm
OPTIONALITY SECURITIES
CRD#: 313329 / SEC#: , 8-70680
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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