JM
James P. Mchale
OPTIONALITY SECURITIES
West Conshohocken, PA 19428
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CRD#: 7507607
JM
Professional summary
James Patrick Mchale III, who also goes by James Patrick Mchale, is a registered financial professional currently at OPTIONALITY SECURITIES located in West Conshohocken, Pennsylvania.
James is registered as a RR (Registered Representative) and started their career in finance in 2022. James has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
James Patrick Mchale
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Patrick Mchale III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2025 - Present
OPTIONALITY SECURITIES
Office #1: 200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428BD
CRD#: 313329
West Conshohocken, PA
Past
August 4, 2022 - May 12, 2023
OTR GLOBAL TRADING LLC
BD
CRD#: 138116
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2025)
RR
Alaska(5/20/2025)
RR
Arizona(5/21/2025)
RR
Arkansas(5/28/2025)
RR
California(5/14/2025)
RR
Colorado(5/19/2025)
RR
Connecticut(5/14/2025)
RR
Delaware(5/19/2025)
RR
District of Columbia(5/22/2025)
RR
Florida(5/15/2025)
RR
Georgia(5/15/2025)
RR
Hawaii(6/20/2025)
RR
Idaho(5/19/2025)
RR
Illinois(5/19/2025)
RR
Indiana(5/22/2025)
RR
Iowa(5/19/2025)
RR
Kansas(5/16/2025)
RR
Kentucky(5/19/2025)
RR
Louisiana(5/19/2025)
RR
Maine(5/15/2025)
RR
Maryland(5/20/2025)
RR
Massachusetts(5/14/2025)
RR
Michigan(5/19/2025)
RR
Minnesota(5/20/2025)
RR
Mississippi(5/20/2025)
RR
Missouri(5/14/2025)
RR
Montana(5/20/2025)
RR
Nebraska(5/14/2025)
RR
Nevada(5/19/2025)
RR
New Hampshire(5/19/2025)
RR
New Jersey(5/19/2025)
RR
New Mexico(5/19/2025)
RR
New York(5/18/2025)
RR
North Carolina(5/19/2025)
RR
North Dakota(5/19/2025)
RR
Ohio(5/14/2025)
RR
Oklahoma(5/19/2025)
RR
Oregon(5/18/2025)
RR
Pennsylvania(5/16/2025)
RR
Rhode Island(5/20/2025)
RR
South Carolina(5/20/2025)
RR
South Dakota(5/19/2025)
RR
Tennessee(5/20/2025)
RR
Texas(5/14/2025)
RR
Utah(5/14/2025)
RR
Vermont(5/19/2025)
RR
Virginia(5/19/2025)
RR
West Virginia(5/20/2025)
RR
Wisconsin(5/14/2025)
RR
Wyoming(5/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OS
OPTIONALITY SECURITIES
OPTIONALITY SECURITIES | OPTIONALITY SECURITIES, LLC
CRD#: 313329 / SEC#: , 8-70680
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428
Mailing Address
200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428
Phone number
(443) 812-3308
Established
Delaware since 02/19/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
