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JD

John D Dyer

INVESTMENT NETWORK
CANTON, OH
·CRD# 7506760·4 years experience

Professional Summary

John D Dyer is a registered financial advisor currently at INVESTMENT NETWORK, INC. located in Canton, Ohio. John is registered as a RR (Registered Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 63, Series 99TO, Series 6TO, SIE and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

INVESTMENT NETWORK, INC.·CRD# 127724
RIA
BD
4639 Whipple Ave Nw, Canton, OH 44718
May 23, 2022 - Present

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Current Firm

IN
INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: 8-66036
Ohio
Registered Investment Advisory firm - SEC (4/17/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone Number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

25

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARNOLD, GARY LEESHAREHOLDER852859
ARNOLD, GARY LEECHIEF COMPLIANCE OFFICER852859
ARNOLD, GARY LEECFO/FINOPS852859

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(11/3/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2023About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Nov 2024About the Series 99TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed May 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed May 2022About the SIE exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Sep 2022About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John D Dyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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