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MH

Michael Han

TOSS SECURITIES US LLC
New York, NY 10001
Some features on this profile are disabled
CRD#: 7506602
MH

Professional summary

Michael Han is a registered financial professional currently at TOSS SECURITIES US LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 9 firms and has passed the Series 66, Series 7TO, Series 57TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Han's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2025 - Present

TOSS SECURITIES US LLC

Office #1: 1250 Broadway Suite 2601, New York, NY 10001
BD
CRD#: 333338
New York, NY
Past

April 1, 2025 - August 1, 2025

CADARET, GRANT & CO., INC.

RIA
CRD#: 10641
Kearny, NJ
Past

October 2, 2024 - August 1, 2025

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

June 6, 2023 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
PASADENA, CA
Past

June 6, 2023 - August 1, 2025

SORRENTO PACIFIC FINANCIAL, LLC

BD
CRD#: 127787
SAN DIEGO, CA
Past

June 6, 2023 - August 1, 2025

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

June 6, 2023 - August 1, 2025

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
HOUSTON, TX
Past

June 6, 2023 - August 1, 2025

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

June 6, 2023 - August 1, 2025

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

March 31, 2022 - April 5, 2023

CHIMERA SECURITIES, LLC

BD
CRD#: 147566
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/29/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/16/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/31/2022
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 2/10/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/8/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TOSS SECURITIES US LLC
TOSS SECURITIES US LLC | TSA FINANCIAL LLC

CRD#: 333338 / SEC#: , 8-71293

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1250 Broadway Suite 2601, New York, NY 10001
Mailing Address
1250 Broadway Suite 2601, New York, NY 10001
Phone number
(561) 926-1810
Established
Delaware since 08/23/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TOSS SECURITIES AMERICAS INC.SOLE MEMBER
DONOVAN, ROBERTO ETTORECHIEF COMPLIANCE OFFICER2389987
HAGEN, RICHARD JOHN JRCHIEF EXECUTIVE OFFICER2185011
SILVESTRO, MICHELE ANNFINOP, PFO, POO6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOSS SECURITIES US LLC

CRD#: 333338New York, NY 10001

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