NS
Nathan M. Smit
BROOKSTONE WEALTH ADVISORS
Duluth, GA 30096
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CRD#: 7506459
NS
Professional summary
Nathan Maurice Smit is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Duluth, Georgia.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nathan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hoffman Financial Group, investment related, 10000 Avalon blvd suite 760 Alpharetta GA 30009, investment advisory, employee, 9/2018, approximately 55 hours/week, 32.5 hours/week. Duties include building out prospect portfolio reports, helping create and construct advisor plans, and money movement directives.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Maurice Smit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2022 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 3235 Satellite Blvd Bldg 400 Ste 210-a, Duluth, GA 30096Office #2: 320 West Lanier Ave Suite 150, Fayetteville, GA 30214Office #3: 3550 George Busbee Parkway Suite 450, Kennesaw, GA 30144Office #4: 1775 Parker Rd. Se Building C, Suite 210, Conyers, GA 30094Office #5: 10000 Avalon Blvd Suite 760, Alpharetta, GA 30009Office #6: 5 Concourse Parkway Suite 2000, Atlanta, GA 30328RIA
CRD#: 137658
Duluth, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/28/2022)
IAR
Georgia(2/28/2022)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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