DG
David L. Giles
AVERY ROCK FINANCIAL
Corinth, ME
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CRD#: 7506302
DG
Professional summary
David L Giles is a registered financial advisor currently at AVERY ROCK FINANCIAL, LLC located in Corinth, Maine.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. David has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David L Giles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2022 - Present
AVERY ROCK FINANCIAL, LLC
RIA
CRD#: 319132
Corinth, ME
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(3/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AR
AVERY ROCK FINANCIAL, LLC
AVERY ROCK FINANCIAL, LLC | WARREN FINANCIAL
CRD#: 319132 / SEC#:
Maine
Registered Investment Advisory firm - (3/28/2022 Approved)North Carolina
Registered Investment Advisory firm - (5/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Corinth, ME
Mailing Address
Phone number
(207) 360-9051
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 21,450,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
