SE
Shawn A. Elliott
HOOD RIVER CAPITAL MANAGEMENT LLC
Anna, TX
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CRD#: 7505859
SE
Professional summary
Shawn Andrew Elliott is a registered financial advisor currently at HOOD RIVER CAPITAL MANAGEMENT LLC located in Anna, Texas and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Shawn has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hood River Capital Management, LLC, Investment Related, Investment Advisor, Driftwood, TX, Director of Sales, Selling the firms' suite of investment products to registered investment advisors within the Texas region, 02/2022, 160 hrs/mo, 133 hrs/trading/mo
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Andrew Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2022 - Present
HOOD RIVER CAPITAL MANAGEMENT LLC
RIA
CRD#: 166089
Anna, TX
Current
April 27, 2022 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 103848
Portland, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HR
HOOD RIVER CAPITAL MANAGEMENT LLC
HOOD RIVER CAPITAL MANAGEMENT LLC
CRD#: 166089 / SEC#: 801-77537
RIA
Registered Investment Advisory firm - (1/29/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/13/2023)
RR
Alaska(4/13/2023)
RR
Arizona(4/13/2023)
RR
Arkansas(4/13/2023)
RR
California(4/13/2023)
RR
Colorado(4/13/2023)
RR
Connecticut(4/13/2023)
RR
Delaware(4/13/2023)
RR
District of Columbia(4/13/2023)
RR
Florida(5/26/2022)
IAR
Florida(6/16/2022)
RR
Georgia(4/13/2023)
RR
Hawaii(4/13/2023)
RR
Idaho(4/13/2023)
RR
Illinois(4/13/2023)
RR
Indiana(4/13/2023)
RR
Iowa(4/13/2023)
RR
Kansas(4/13/2023)
RR
Kentucky(4/13/2023)
RR
Louisiana(4/13/2023)
RR
Maine(4/13/2023)
RR
Maryland(4/13/2023)
RR
Massachusetts(4/13/2023)
RR
Michigan(4/13/2023)
IAR
Minnesota(5/27/2022)
RR
Minnesota(4/13/2023)
RR
Mississippi(4/13/2023)
RR
Missouri(4/13/2023)
RR
Montana(4/13/2023)
RR
Nebraska(4/13/2023)
RR
Nevada(4/13/2023)
RR
New Hampshire(4/13/2023)
RR
New Jersey(4/13/2023)
RR
New Mexico(4/13/2023)
RR
New York(4/13/2023)
RR
North Carolina(4/13/2023)
RR
North Dakota(4/13/2023)
RR
Ohio(4/13/2023)
RR
Oklahoma(4/13/2023)
RR
Oregon(4/13/2023)
RR
Pennsylvania(4/13/2023)
RR
Puerto Rico(4/13/2023)
RR
Rhode Island(4/13/2023)
RR
South Carolina(4/13/2023)
RR
South Dakota(4/13/2023)
RR
Tennessee(4/13/2023)
RR
Texas(5/26/2022)
IAR
Texas(5/27/2022)
RR
Utah(4/13/2023)
RR
Vermont(4/13/2023)
RR
Virgin Islands(4/13/2023)
RR
Virginia(4/13/2023)
RR
Washington(4/13/2023)
RR
West Virginia(4/13/2023)
RR
Wisconsin(4/13/2023)
RR
Wyoming(4/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/27/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HR
HOOD RIVER CAPITAL MANAGEMENT LLC
HOOD RIVER CAPITAL MANAGEMENT LLC
CRD#: 166089 / SEC#: 801-77537
RIA
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Contact information
Main Address
2373 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 484-5699
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 6,858,390,736 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
