Anna S. Haldeman

SMITH SALLEY WEALTH MANAGEMENT

Greensboro, NC 27408

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CRD#: 7505643

Professional summary

Anna Susan Haldeman is a registered financial advisor currently at SMITH SALLEY WEALTH MANAGEMENT located in Greensboro, North Carolina.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Anna has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Anna Haldeman is a Yoga Instructor at Radiance Yoga, which is located at 1860 Pembroke Road, Greensboro, NC 27408. This is not a an investment-related business. Her start date for this activity is September 2024. Anna spends approximately 1 - 3 hours per week teaching yoga, typically outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Susan Haldeman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2022 - Present

SMITH SALLEY WEALTH MANAGEMENT

Office #1: 324 West Wendover Avenue Suite 301, Greensboro, NC 27408

RIA

CRD#: 129614

Greensboro, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMITH SALLEY WEALTH MANAGEMENT

SMITH SALLEY PRIVATE TRUST | SMITH, SALLEY & ASSOCIATES, LLC | SMITH SALLEY WEALTH MANAGEMENT

CRD#: 129614 / SEC#: 801-62538

RIA

Registered Investment Advisory firm - (12/18/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2021

Uniform Investment Adviser Law Examination

Current Firm

SMITH SALLEY WEALTH MANAGEMENT

SMITH SALLEY PRIVATE TRUST | SMITH, SALLEY & ASSOCIATES, LLC | SMITH SALLEY WEALTH MANAGEMENT

CRD#: 129614 / SEC#: 801-62538

RIA

Registered Investment Advisory firm - (12/18/2003 Approved)

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Contact information

Main Address

324 West Wendover Avenue Suite 301, Greensboro, NC 27408

Mailing Address

Phone number

(336) 379-7556

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMITH, SALLEY & ASSOCIATES, LLC BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	2,791
AUM (Assets Under Management)	$ 2,344,187,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna S. Haldeman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Susan Haldeman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH SALLEY WEALTH MANAGEMENT

Primary Firm SEC Registration

SMITH SALLEY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2021

Current Firm

SMITH SALLEY WEALTH MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMITH SALLEY WEALTH MANAGEMENT

TRUST BUT VERIFY

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