GB
Grant C. Barba
PRIVATE PORTFOLIO
Ames, IA
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CRD#: 7505426
GB
Professional summary
Grant Corydon Barba is a registered financial advisor currently at PRIVATE PORTFOLIO, INC. located in Ames, Iowa.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Grant has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental property located in Eugene, Oregon. This was our previous home and we are now renting it following a move out of state. We are using a management company and are not involved in the daily operations of maintaining the property. Approved by Eduardo Tovar on August 4, 2023.
CRS (Client Relationship Summary) - RIA
Click below to view Grant Corydon Barba's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Grant Corydon Barba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2023 - Present
PRIVATE PORTFOLIO, INC.
Office #2: 7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037RIA
BD
CRD#: 36644
Ames, IA
Current
April 14, 2022 - Present
PRIVATE PORTFOLIO, INC.
Office #1: 7816 Ivanhoe Ave. Ste #10, La Jolla, CA 92037RIA
BD
CRD#: 36644
La Jolla, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/30/2022)
IAR
California(11/7/2023)
RR
Iowa(8/16/2023)
RR
Oregon(8/30/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PP
PRIVATE PORTFOLIO, INC.
PRIVATE BROKERAGE | PRIVATE PORTFOLIO, INC. | PRIVATE PORTFOLIO OF SAN DIEGO, INC. | PRIVATE PORTFOLIO OF SAN DIEGO
CRD#: 36644 / SEC#: 801-69346, 8-47421
RIA
Registered Investment Advisory firm - SEC (8/27/2012 Terminated)Arizona
Registered Investment Advisory firm - SEC (11/14/2022 Terminated)California
Registered Investment Advisory firm - SEC (4/3/2012 Approved)Florida
Registered Investment Advisory firm - SEC (6/14/2012 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (12/9/2014 Terminated)Texas
Registered Investment Advisory firm - SEC (7/7/2014 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037
Mailing Address
7816 Ivanhoe Ave Ste 10, La Jolla, CA 92037-4535
Phone number
(858) 551-2071
Established
California since 05/18/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
20
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 91,500,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
