Simon Bruce Scully
Professional Summary
Simon Bruce Scully, who also goes by Simon Scully, is a registered financial advisor currently at DIRECTED SERVICES LLC located in Des Moines, Iowa. Simon is registered as a RR (Registered Representative) and started their career in finance in 2023. Simon has worked at 1 firm and has passed the Series 99TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Simon Scully
Similar Advisors
PRINCIPAL SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Years of Experience
4 years in the financial services industry
Current & Past Employments
Similar Advisors
PRINCIPAL SECURITIES, INC.
Current Firm
DIRECTED SERVICES LLC | DIRECTED SERVICES, LLC | DIRECTED SERVICES, INC.
Contact Information
Main Address
Suite 200 100, Scottsdale, AZ 85258Mailing Address
Suite 1350 699 Walnut Street, Des Moines, IA 50309Phone Number
(515) 410-3008Established
Delaware since 12/12/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
2Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - BD
Click below to view Simon Bruce Scully's CRS (Customer Relationship Summary).
Similar Advisors
PRINCIPAL SECURITIES, INC.
