BM
Brian S. Mandel
ALIGN WEALTH ADVISORS
Laguna Hills, CA 92653
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CRD#: 7504988
BM
Professional summary
Brian Scott Mandel is a registered financial advisor currently at ALIGN WEALTH ADVISORS located in Laguna Hills, California.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Brian has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Scott Mandel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2024 - Present
ALIGN WEALTH ADVISORS
Office #1: 24031 El Toro Road Suite 210, Laguna Hills, CA 92653RIA
CRD#: 158631
Laguna Hills, CA
Past
March 5, 2024 - March 21, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Laguna Hills, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/16/2024)
Exams
Current Firm
AW
ALIGN WEALTH ADVISORS
ALIGN WEALTH ADVISORS | NY&A, LLC | NICHOLAS YRIZARRY WEALTH MANAGEMENT GROUP
CRD#: 158631 / SEC#: 801-72630
RIA
Registered Investment Advisory firm - (2/24/2012 Terminated)California
Registered Investment Advisory firm - (2/23/2012 Approved)Florida
Registered Investment Advisory firm - (5/15/2013 Approved)Maryland
Registered Investment Advisory firm - (2/28/2023 Terminated)North Carolina
Registered Investment Advisory firm - (1/17/2012 Approved)Texas
Registered Investment Advisory firm - (3/22/2016 Conditional Restricted)Virginia
Registered Investment Advisory firm - (3/23/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24031 El Toro Road Suite 210, Laguna Hills, CA 92653
Mailing Address
Phone number
(949) 715-8585
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 530 |
| AUM (Assets Under Management) | $ 89,651,268 |
Red Flags
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