Jeffrey Conway

CONWAY PARTNERS

New York, NY 10011

Some features on this profile are disabled

CRD#: 7504985

Professional summary

Jeffrey Conway is a registered financial advisor currently at CONWAY PARTNERS located in New York, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stryker Corporation, not investment related, Kalamazoo, Michigan, Medical Devices, Employee, Operations Manager, Start Date: September 1, 2021, 40 Hours/Month, 0 Hours/Month during securities trading hours, Helping with integration of startup that we sold to them.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Conway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2022 - Present

CONWAY PARTNERS

Office #1: 27 West 20th Street Ste 704, New York, NY 10011

RIA

CRD#: 319013

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONWAY PARTNERS

CONWAY PARTNERS | CONWAY PARTNERS MANAGEMENT, LLC

CRD#: 319013 / SEC#: 801-123446

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/22/2022)

IAR

Hawaii
(2/3/2023)

IAR

Nevada
(1/10/2023)

IAR

New York
(12/22/2022)

IAR

Texas
(12/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2022

Uniform Investment Adviser Law Examination

Current Firm

CONWAY PARTNERS

CONWAY PARTNERS | CONWAY PARTNERS MANAGEMENT, LLC

CRD#: 319013 / SEC#: 801-123446

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

27 West 20th Street Ste 704, New York, NY 10011

Mailing Address

Phone number

(775) 971-8392

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR CONWAY PARTNERS (3/26/2025)

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 124,187,036

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
05/30/2023	Cover Page	Report
05/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey Conway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONWAY PARTNERS

Primary Firm SEC Registration

CONWAY PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2022

Current Firm

CONWAY PARTNERS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CONWAY PARTNERS

TRUST BUT VERIFY

Similar Advisors