JB
Jamee M. Bateau
TRANSAMERICA FINANCIAL ADVISORS
Las Vegas, NV 89117
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CRD#: 7504800
JB
Professional summary
Jamee Michelle Bateau is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Las Vegas, Nevada.
Jamee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jamee has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc 01/2021PRESENTWealthWaveJohns CreekGeorgiaUnited StatesNoNA 08/2018PRESENTRevolution Financial ManagementNashvilleTennesseeUnited StatesNoNA JAMEE BATEAU, NOTARY PUBLIC/Investment Related - No/2700 N Rainbow Blvd #1098, Las Vegas, NV 89108/notarize documents, usually estate planning documents, for a fee/notary public/09.2019/2/0/notarize documents, usually estate planning documents, for a fee BATEAU ENTERPRISE POSITION: Owner NATURE: Consulting and support INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/17/2023 ADDRESS: 1616 Bearclaw Terrace, Henderson NV 89014, United States DESCRIPTION: General consulting. Among other services, primary service will include:- General educationand consultation in how to use software, marketing, business, etc. General education for kids. Among other services, primary service will include:- General education and classes in history, art, coding, how to use software, marketing, etc. Computer programming- Programming code for small and large organizations Marketing services and support.Among other services, primary services will include:- Website design- Programming tools- Lead generation support DO & BE ARTS ACADEMY OF EXCELLENCE POSITION: Board Member NATURE: Trade School for kids INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2023 ADDRESS: 2106 W Craig Rd, North Las Vegas NV 89031, United States DESCRIPTION: The key responsibilities of the board are as follows: Holding leadership accountable: The board hires, supports, manages, and evaluates the principal;- Strategic planning: The principal will create a multi-year strategic plan. The principal creates an annual plan that will be implemented and monitored by the board.- Enhancing the organization's standing: members of the board are ambassadors of the school and work individually and collectively to increase DBAE's standing in the community by, for example fundraising, marketing the school, and serving on board committees to advise on key areas of operation;- Ensuring legal and ethical integrity: the board ensures that DBAE adheres to all federal, local, state, and SPCSA laws, regulations, and rules, and conforms to the highest standards of ethical conduct;- Appeals from parents: the board hears appeals from parents regarding student expulsions;- Budget and financial resources- the board is responsible for financial oversight of the school, including approving the school budget, monitoring and ensuring fiscal soundness, establishing fiscal controls, and ensuring that audits of the schools' finances are conducted as required by law;- Board assessment and development: the board will participate in ongoing self-evaluation and development. BALI COMPUTING LTD DBA FEDERAL STUDENT LOAN REPAYMENT ADVISORS POSITION: Referral Source NATURE: Data Processing of Student Loans INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2023 ADDRESS: 550 Brownlee Drive, Henderson NV 89015, United StatesDESCRIPTION: No daily responsibilities other than being a Referral Source
CRS (Client Relationship Summary) - RIA
Click below to view Jamee Michelle Bateau's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jamee Michelle Bateau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8861 W. Sahara Ave. Suite 260, Las Vegas, NV 89117RIA
BD
CRD#: 16164
Las Vegas, NV
Current
February 25, 2022 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8861 W. Sahara Ave. Suite 260, Las Vegas, NV 89117RIA
BD
CRD#: 16164
Las Vegas, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/30/2022)
RR
Colorado(2/3/2023)
RR
Florida(7/18/2023)
RR
Nevada(6/9/2022)
IAR
Nevada(5/8/2024)
RR
New Jersey(2/14/2025)
IAR
New Jersey(2/18/2025)
RR
New York(2/14/2025)
RR
Texas(9/21/2022)
IAR
Texas(4/14/2025)
RR
Washington(8/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/25/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Las Vegas, NV 89117TRUST BUT VERIFY
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