Philip Tompkins

CRA FINANCIAL SERVICES, L.L.C.

Northfield, NJ 08225

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CRD#: 7504364

Professional summary

Philip Tompkins is a registered financial advisor currently at CRA FINANCIAL SERVICES, L.L.C. located in Northfield, New Jersey.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Philip has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Undici Taverna; Address: 11 West River Road, Rumson, NJ; Investment related: No; Nature of Business: Restaurant; Position/Duties: Server; Start date: 9/20/2017; 30 hours /month, 0 during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Tompkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2023 - Present

CRA FINANCIAL SERVICES, L.L.C.

Office #1: 332 Tilton Road, Northfield, NJ 08225

RIA

CRD#: 124004

Northfield, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRA FINANCIAL SERVICES, L.L.C.

CRA FINANCIAL SERVICES, L.L.C. | CRA FINANCIAL SERVICES, LLC.

CRD#: 124004 / SEC#: 801-62232

RIA

Registered Investment Advisory firm - (8/18/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2021

Uniform Investment Adviser Law Examination

Current Firm

CRA FINANCIAL SERVICES, L.L.C.

CRA FINANCIAL SERVICES, L.L.C. | CRA FINANCIAL SERVICES, LLC.

CRD#: 124004 / SEC#: 801-62232

RIA

Registered Investment Advisory firm - (8/18/2003 Approved)

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Contact information

Main Address

332 Tilton Road, Northfield, NJ 08225

Mailing Address

Phone number

(609) 380-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRA FINANCIAL SERVICES, L.L.C. DISCLOSURE BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,366
AUM (Assets Under Management)	$ 1,451,447,613

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/25/2024	Cover Page	Report
10/27/2023	Cover Page	Report
04/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip Tompkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Tompkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRA FINANCIAL SERVICES, L.L.C.

Primary Firm SEC Registration

CRA FINANCIAL SERVICES, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2021

Current Firm

CRA FINANCIAL SERVICES, L.L.C.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CRA FINANCIAL SERVICES, L.L.C.

TRUST BUT VERIFY

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